﻿<?xml version="1.0" encoding="utf-8"?><!--RSS Genrated: Tue, 14 Apr 2026 22:52:33 GMT--><rss version="2.0" xmlns:atom="http://www.w3.org/2005/Atom" xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:content="http://purl.org/rss/1.0/modules/content/" xmlns:ev="http://purl.org/rss/1.0/modules/event/"><channel><title>Vincent Micciche - Uncategorized</title><link>https://vincentmicciche.com:443/Publications/Blog/rss/category/1570/uncategorized</link><atom:link href="https://vincentmicciche.com:443/Publications/Blog/rss/category/1570/uncategorized" rel="self" type="application/rss+xml" /><description>RSS document</description><item><dc:creator><![CDATA[Vincent Micciche]]></dc:creator><title><![CDATA[12 Steps to Compliance with Regulation Best Interest]]></title><link>https://vincentmicciche.com/Publications/Blog/12-steps-to-compliance-with-regulation-best-interest</link><description><![CDATA[   
 This guide was designed to assist an independent registered representative (registered rep) in identifying key elements of Regulation BI that affect you in your capacity as a registered rep. ...]]></description><pubDate>Thu, 17 Sep 2020 18:52:00 GMT</pubDate><guid>https://vincentmicciche.com/Publications/Blog/12-steps-to-compliance-with-regulation-best-interest</guid><dc:identifier><![CDATA[3a2288b3-c24a-45aa-94b0-d45d43d86c7b-235]]></dc:identifier></item><item><dc:creator><![CDATA[Vincent Micciche]]></dc:creator><title><![CDATA[Synopsis and Analysis of the SEC Best Interest Proposal]]></title><link>https://vincentmicciche.com/Publications/Blog/synopsis-and-analysis-of-the-sec-best-interest-proposal</link><description><![CDATA[ Background 

 During his confirmation hearings in early 2017, SEC chairman Jay Clayton clearly stated that his highest priority was to propose regulation that would harmonize the professional ...]]></description><pubDate>Tue, 24 Apr 2018 14:14:00 GMT</pubDate><guid>https://vincentmicciche.com/Publications/Blog/synopsis-and-analysis-of-the-sec-best-interest-proposal</guid><dc:identifier><![CDATA[3a2288b3-c24a-45aa-94b0-d45d43d86c7b-76]]></dc:identifier></item><item><dc:creator><![CDATA[Vincent Micciche]]></dc:creator><title><![CDATA[Providing Financial Services to Seniors: Are Firms Doing Enough?]]></title><link>https://vincentmicciche.com/Publications/Blog/providing-financial-services-to-seniors-are-firms-doing-enough</link><description><![CDATA[ Serving seniors may be the most important challenge and most rewarding opportunity facing today’s financial advisor. 

 The “Baby Boomers,” those born between 1946 and 1964, began turning 65 in ...]]></description><pubDate>Wed, 01 Nov 2017 18:16:00 GMT</pubDate><guid>https://vincentmicciche.com/Publications/Blog/providing-financial-services-to-seniors-are-firms-doing-enough</guid><dc:identifier><![CDATA[3a2288b3-c24a-45aa-94b0-d45d43d86c7b-34]]></dc:identifier></item><item><dc:creator><![CDATA[Vincent Micciche]]></dc:creator><title><![CDATA[A Challenge to All Financial Service Firms]]></title><link>https://vincentmicciche.com/Publications/Blog/a-challenge-to-all-financial-service-firms</link><description><![CDATA[ I am the CEO of LifeMark Securities Corp., an independent broker/dealer-RIA that has, since its inception in 1983, been committed to advancing and practicing Stewardship Standards in delivering ...]]></description><pubDate>Wed, 01 Nov 2017 18:11:00 GMT</pubDate><guid>https://vincentmicciche.com/Publications/Blog/a-challenge-to-all-financial-service-firms</guid><dc:identifier><![CDATA[3a2288b3-c24a-45aa-94b0-d45d43d86c7b-33]]></dc:identifier></item><item><dc:creator><![CDATA[Vincent Micciche]]></dc:creator><title><![CDATA[Financial Institutions Should Explain “Why”]]></title><link>https://vincentmicciche.com/Publications/Blog/financial-institutions-should-explain-why</link><description><![CDATA[ Author and leadership expert Simon Sinek has, for years, explored what I believe to be of the most intriguing predictors of corporate behavior. In a Ted Talk , he presented what he calls the “Golden ...]]></description><pubDate>Wed, 01 Nov 2017 18:07:00 GMT</pubDate><guid>https://vincentmicciche.com/Publications/Blog/financial-institutions-should-explain-why</guid><dc:identifier><![CDATA[3a2288b3-c24a-45aa-94b0-d45d43d86c7b-32]]></dc:identifier></item><item><dc:creator><![CDATA[Vincent Micciche]]></dc:creator><title><![CDATA[Examining the Corporate Culture of Wells Fargo]]></title><link>https://vincentmicciche.com/Publications/Blog/examining-the-corporate-culture-of-wells-fargo</link><description><![CDATA[ There are many ways of assessing principles and values that corporations subscribe to. You can start by examining the public statement of its values and beliefs and comparing that to its corporate ...]]></description><pubDate>Wed, 01 Nov 2017 18:04:00 GMT</pubDate><guid>https://vincentmicciche.com/Publications/Blog/examining-the-corporate-culture-of-wells-fargo</guid><dc:identifier><![CDATA[3a2288b3-c24a-45aa-94b0-d45d43d86c7b-31]]></dc:identifier></item><item><dc:creator><![CDATA[Vincent Micciche]]></dc:creator><title><![CDATA[Analysis of Latest FAQ’s Regarding DOL Fiduciary Rule]]></title><link>https://vincentmicciche.com/Publications/Blog/analysis-of-latest-faqs-regarding-dol-fiduciary-rule</link><description><![CDATA[ As the effective date of the Department of Labor (DOL) Fiduciary Rule approaches, the agency has issued further guidance in the form of a 16-page document containing 30 questions and answers ...]]></description><pubDate>Wed, 01 Nov 2017 18:02:00 GMT</pubDate><guid>https://vincentmicciche.com/Publications/Blog/analysis-of-latest-faqs-regarding-dol-fiduciary-rule</guid><dc:identifier><![CDATA[3a2288b3-c24a-45aa-94b0-d45d43d86c7b-30]]></dc:identifier></item><item><dc:creator><![CDATA[Vincent Micciche]]></dc:creator><title><![CDATA[I am a Financial Advisor – I am a Fiduciary]]></title><link>https://vincentmicciche.com/Publications/Blog/i-am-a-financial-advisor-i-am-a-fiduciary</link><description><![CDATA[ Vincent Micciche CRCP, GFS™ 

 Even as the 4/10/17 effective date of the Department of Labor (DOL) Fiduciary Rule has come and gone without event, the debate rages on. The battle lines are formed ...]]></description><pubDate>Wed, 01 Nov 2017 17:01:00 GMT</pubDate><guid>https://vincentmicciche.com/Publications/Blog/i-am-a-financial-advisor-i-am-a-fiduciary</guid><dc:identifier><![CDATA[3a2288b3-c24a-45aa-94b0-d45d43d86c7b-29]]></dc:identifier></item><item><dc:creator><![CDATA[Vincent Micciche]]></dc:creator><title><![CDATA[One Step Closer to a Uniform Fiduciary Standard]]></title><link>https://vincentmicciche.com/Publications/Blog/one-step-closer-to-a-uniform-fiduciary-standard</link><description><![CDATA[ 
 Vincent Micciche CRCP GFS 

 As we are all aware, implementation of the DOL Fiduciary Rule has again been delayed by another 18 months and its viability is looking weaker by the day. 

 Those ...]]></description><pubDate>Wed, 01 Nov 2017 15:30:00 GMT</pubDate><guid>https://vincentmicciche.com/Publications/Blog/one-step-closer-to-a-uniform-fiduciary-standard</guid><dc:identifier><![CDATA[3a2288b3-c24a-45aa-94b0-d45d43d86c7b-28]]></dc:identifier></item></channel></rss>