Mr. Micciche is a nationally renowned insurance and securities expert. Mr. Micciche is the CEO and Chief Compliance Officer of LifeMark Securities Corp., an independently owned national broker/dealer and registered investment advisor which he co-founded in 1983.
He has taught, consulted, and provided expert testimony on the suitability of insurance products and securities, sales practices, duties of brokers and firms, and adequacy of supervisory systems and due diligence for over 20 years. He frequently lectures on the subject of fiduciary duties and uniform standards and regulation of the financial services industry.
He holds a Certificate in Fiduciary Governance from the Walker Center for Global Entrepreneurship and the professional designation of GFS™ (Global Financial Steward).
In 2003 he was awarded the distinguished designation of Certified Compliance and Regulatory Professional CRCP from the FINRA Institute of Professional Development at the Wharton School. Since its inception in 2000, it has awarded less than 1,000 designations worldwide.
He provides consulting services to financial institutions, state and federal regulators, attorneys and individuals. He has been quoted in Investment News, Life Insurance Selling, National Underwriter, Dow Jones Newswire, and various other industry publications.
Vince is presently a member of the Life Insurance Task Force, a group of high impact individuals within the insurance industry whose purpose is to compile and publish a set of best practices for the industry and propose they be adopted as a uniform standard as called for in the Dodd-Frank Act.